Cates Ron 4
4 · MINDSPEED TECHNOLOGIES, INC · Filed May 14, 2010
Insider Transaction Report
Form 4
Cates Ron
Senior Vice President
Transactions
- Exercise/Conversion
Common Stock
2010-05-12$2.12/sh+11,665$24,730→ 25,728 total - Sale
Common Stock
2010-05-12$9.61/sh−11,665$112,066→ 14,063 total - Exercise/Conversion
Stock Option (Right to Buy)
2010-05-12−11,665→ 23,335 totalExercise: $2.12From: 2010-04-30Exp: 2017-04-30→ Common Stock (11,665 underlying)
Holdings
- 10,906(indirect: By Savings Plan - MSPD)
Common Stock
- 377(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares were sold pursuant to a 10b5-1 trading plan.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.445 to $9.865. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.