4//SEC Filing
Cates Ron 4
Accession 0001225208-10-013525
CIK 0001224370other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 7:58 PM ET
Size
13.6 KB
Accession
0001225208-10-013525
Insider Transaction Report
Form 4
Cates Ron
Senior Vice President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2010-05-17−4,166→ 8,334 totalExercise: $1.70From: 2010-05-15Exp: 2015-05-17→ Common Stock (4,166 underlying) - Exercise/Conversion
Common Stock
2010-05-17$1.70/sh+4,166$7,082→ 18,229 total - Tax Payment
Common Stock
2010-05-17$9.55/sh−345$3,295→ 17,884 total - Sale
Common Stock
2010-05-18$9.56/sh−593$5,669→ 13,125 total - Sale
Common Stock
2010-05-17$9.51/sh−4,166$39,627→ 13,718 total
Holdings
- 377(indirect: By Trust)
Common Stock
- 10,906(indirect: By Savings Plan - MSPD)
Common Stock
Footnotes (5)
- [F1]Consists of shares of the Company's common stock withheld from the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock.
- [F2]Shares were sold pursuant to a 10b5-1 trading plan.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $9.50 to $9.57. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]Shares represent restricted stock earned by the reporting person, which were sold pursuant to a 10b5-1 trading plan.
- [F5]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
Documents
Issuer
MINDSPEED TECHNOLOGIES, INC
CIK 0001224370
Entity typeother
Related Parties
1- filerCIK 0001398772
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 7:58 PM ET
- Size
- 13.6 KB