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4//SEC Filing

Whelan Robert J 4

Accession 0001225208-10-017179

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Jul 13, 8:00 PM ET

Accepted

Jul 14, 4:00 PM ET

Size

14.3 KB

Accession

0001225208-10-017179

Insider Transaction Report

Form 4
Period: 2010-07-13
EATON VANCE CORPEV
Whelan Robert J
Chief Financial Officer
Transactions
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2010-05-03$25.35/sh+492$12,474→ 43,081 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2010-07-13−315→ 42,766 total
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2009-11-18$29.94/sh+3,757$112,500→ 42,589 total
Holdings

  • Option (right to buy)

    Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying)
    15,700

  • Option (right to buy)

    Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying)
    32,700

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying)
    14,143

  • Option (right to buy)

    Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying)
    28,120
Footnotes (7)
  • [F1]These shares were acquired under the 1992 Incentive Stock Alternative Plan, which is a 16b-3 plan.
  • [F2]These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
  • [F3]These shares were sold to cover the tax tax liablity of restricted stock vesting.
  • [F4]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
  • [F5]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F6]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001312144

Filing Metadata

Form type
4
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 4:00 PM ET
Size
14.3 KB
View on SEC.gov