GRAVELINE MARK S 4
4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2010
Insider Transaction Report
Form 4
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2010-07-26$6.00/sh−429$2,574→ 3,918 total
Holdings
- 1,000
Stock Options (right to buy)
Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying) - 8,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying) - 600(indirect: By Stock Award II)
Common Stock
- 2,274(indirect: By ESOP)
Common Stock
Footnotes (5)
- [F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
- [F5]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.