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Naugatuck Valley Financial Corp·4

Jul 28, 4:19 PM ET

GRAVELINE MARK S 4

4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2010

Insider Transaction Report

Form 4
Period: 2010-07-26
Naugatuck Valley Financial CorpNVSL
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2010-07-26$6.00/sh−429$2,574→ 3,918 total
Holdings

  • Common Stock

    [F2]
    (indirect: By ESOP)
    2,274

  • Common Stock

    [F3][F4]
    (indirect: By Stock Award II)
    600

  • Stock Options (right to buy)

    [F5]
    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying)
    8,000

  • Stock Options (right to buy)

    [F4]
    Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying)
    1,000
Footnotes (5)
  • [F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
  • [F5]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
Signature
/s/ Mark S. Graveline|2010-07-28

Documents

1 file
  • 4
    doc4.xmlPrimary