4//SEC Filing
GRAVELINE MARK S 4
Accession 0001225208-10-017730
CIK 0001293413other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 4:19 PM ET
Size
9.6 KB
Accession
0001225208-10-017730
Insider Transaction Report
Form 4
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2010-07-26$6.00/sh−429$2,574→ 3,918 total
Holdings
- 1,000
Stock Options (right to buy)
Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying) - 8,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying) - 600(indirect: By Stock Award II)
Common Stock
- 2,274(indirect: By ESOP)
Common Stock
Footnotes (5)
- [F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
- [F5]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001319488
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 4:19 PM ET
- Size
- 9.6 KB