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4//SEC Filing

Whelan Robert J 4

Accession 0001225208-10-024186

CIK 0000350797other
View on SEC.govCompany Profile

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 5:29 PM ET

Size

17.6 KB

Accession

0001225208-10-024186

Insider Transaction Report

Form 4
Period: 2010-11-01
EATON VANCE CORPEV
Whelan Robert J
Chief Financial Officer
Transactions
  • Award

    Option (right to buy)

    2010-11-01+25,400→ 25,400 total
    Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying)
  • Award

    Eaton Vance Corp. Non-voting Common Stock

    2010-11-02+10,480→ 53,246 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2010-11-03$29.81/sh−332$9,898→ 52,619 total
  • Sale

    Eaton Vance Corp. Non-voting Common Stock

    2010-11-02$29.65/sh−295$8,748→ 52,951 total
Holdings

  • Voting Trust Receipt

    18,623

  • Option (right to buy)

    Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying)
    28,120

  • Eaton Vance Corp. Common Stock (Voting)

    (indirect: By Trust)
    18,623

  • Option (right to buy)

    Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying)
    15,700

  • Option (right to buy)

    Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying)
    14,143

  • Option (right to buy)

    Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying)
    32,700
Footnotes (8)
  • [F1]Restricted Stock Award granted under the 2008 Omnibus Incentive Plan
  • [F2]These shares were sold to cover the tax liability associated with a restricted stock vesting event.
  • [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  • [F4]Granted on November 1, 2010 these options vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
  • [F5]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
  • [F6]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  • [F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  • [F8]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

1 file

Issuer

EATON VANCE CORP

CIK 0000350797

→
Entity typeother

Related Parties

1
  • filerCIK 0001312144

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 5:29 PM ET
Size
17.6 KB
View on SEC.gov