AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 8, 2010
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Sale
Common Stock
2010-11-04$30.01/sh−50,000$1,500,730→ 225,225 total
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 42,997(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on June 15, 2010.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.095, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Includes number of shares acquired under ESOP through September 30, 2010
- [F4]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F5]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F6]Options Currently exercisable - 7,500; Options Becoming exercisable - 3,750 on 12/01/2010 and 3,750 on 2/01/2011