4//SEC Filing
COBB BRODIE L 4
Accession 0001225208-10-025340
CIK 0000878520other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:45 PM ET
Size
10.4 KB
Accession
0001225208-10-025340
Insider Transaction Report
Form 4
COBB BRODIE L
Director
Transactions
- Award
Common Stock $.10 Par Value
2010-11-18+5,663→ 21,542 total
Holdings
- 3,000
Stock Option SWS Stock Option Plan
Exercise: $8.65From: 2003-05-05Exp: 2007-11-05→ Common Stock $.10 Par Value (3,000 underlying) - 4,056
Stock Option SWS Stock Option Plan
Exercise: $13.93From: 2001-04-30Exp: 2005-10-31→ Common Stock $.10 Par Value (4,056 underlying) - 3,000
Stock Option SWS Stock Option Plan
Exercise: $8.65From: 2003-05-05Exp: 2007-11-05→ Common Stock $.10 Par Value (3,000 underlying) - 972,083(indirect: By Partnership)
Common Stock $.10 Par Value
- 4,908
Stock Option SWS Stock Option Plan
Exercise: $22.41From: 1999-11-02Exp: 2004-05-04→ Common Stock $.10 Par Value (4,908 underlying)
Footnotes (1)
- [F1]Restricted Stock Grant
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001182222
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:45 PM ET
- Size
- 10.4 KB