Roman John C 4
4 · Naugatuck Valley Financial Corp · Filed Nov 22, 2010
Insider Transaction Report
Form 4
Roman John C
DirectorPresident & CEO
Transactions
- Purchase
Common Stock
2010-11-18$6.00/sh+500$3,000→ 22,928 total - Purchase
Common Stock
2010-11-18$6.25/sh+100$625→ 23,178 total - Purchase
Common Stock
2010-11-18$6.50/sh+150$975→ 23,078 total - Purchase
Common Stock
2010-11-18$6.45/sh+50$323→ 23,328 total
Holdings
- 6,508(indirect: By 401(k))
Common Stock
- 37,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (37,000 underlying) - 5,348(indirect: By ESOP)
Common Stock
- 1,000(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Since the reporting person's last report 8,800 shares previously held through Stock Award vested to direct ownership.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.