4//SEC Filing
Roman John C 4
Accession 0001225208-10-025371
CIK 0001293413other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 3:50 PM ET
Size
14.0 KB
Accession
0001225208-10-025371
Insider Transaction Report
Form 4
Roman John C
DirectorPresident & CEO
Transactions
- Purchase
Common Stock
2010-11-18$6.00/sh+500$3,000→ 22,928 total - Purchase
Common Stock
2010-11-18$6.25/sh+100$625→ 23,178 total - Purchase
Common Stock
2010-11-18$6.50/sh+150$975→ 23,078 total - Purchase
Common Stock
2010-11-18$6.45/sh+50$323→ 23,328 total
Holdings
- 6,508(indirect: By 401(k))
Common Stock
- 37,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (37,000 underlying) - 5,348(indirect: By ESOP)
Common Stock
- 1,000(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Since the reporting person's last report 8,800 shares previously held through Stock Award vested to direct ownership.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001296140
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 3:50 PM ET
- Size
- 14.0 KB