ALEXANDER PENELOPE S 4
4 · FRANKLIN RESOURCES INC · Filed Dec 2, 2010
Insider Transaction Report
Form 4
ALEXANDER PENELOPE S
Vice-President, HR - US
Transactions
- Award
Common Stock, par value $.10
2010-12-01+392→ 7,935.887 total - Tax Payment
Common Stock, par value $.10
2010-12-01$117.63/sh−144$16,939→ 7,791.887 total
Holdings
- 101(indirect: By Children)
Common Stock, par value $.10
- 2,091(indirect: By Trust)
Common Stock, par value $.10
- 22,431(indirect: By Trust)
Common Stock, par value $.10
Footnotes (5)
- [F1]On November 4, 2009, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. Certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2010 were achieved resulting in the acquisition on December 1, 2010 of the amount of vested shares reported in Column 4.
- [F2]Not Applicable.
- [F3]Of the amount of securities beneficially owned, 2,242 shares represent unvested awards of restricted stock shares.
- [F4]Children's trust for the benefit of the Reporting Person's minor children.
- [F5]Family trust for the benefit of the Reporting Person, spouse and minor children.