AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 6, 2010
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Purchase
Common Stock
2010-12-02$24.95/sh+557$13,897→ 225,782 total
Holdings
- 43,167(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]Shares purchased through the Company's ESPP
- [F2]Includes number of shares acquired under ESOP through December 1, 2010.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011