4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-10-026735
$RJFCIK 0000720005operating
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 1:36 PM ET
Size
10.1 KB
Accession
0001225208-10-026735
Insider Transaction Report
Form 4
SHIELDS KENNETH A
Director
Transactions
- Sale
Common Stock
2010-12-09$31.08/sh−15,000$466,146→ 0 total
Holdings
- 23,503
Class E Exchangeable Shares
Exercise: $0.00From: 2003-01-01Exp: 2011-01-31→ Common Stock (23,503 underlying) - 23,567
Class D Exchangeable Shares
Exercise: $0.00From: 2001-01-01Exp: 2011-01-31→ Common Stock (23,567 underlying) - 2,500
Employee Stock Option (right to buy)
Exercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying) - 2,500
Employee Stock Option (right to buy)
Exercise: $15.91From: 2012-02-20Exp: 2014-02-20→ Common Stock (2,500 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 to $31.095, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 1:36 PM ET
- Size
- 10.1 KB