RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Dec 10, 2010
Insider Transaction Report
Form 4
SHIELDS KENNETH A
Director
Transactions
- Sale
Common Stock
2010-12-09$31.08/sh−15,000$466,146→ 0 total
Holdings
- 23,503
Class E Exchangeable Shares
Exercise: $0.00From: 2003-01-01Exp: 2011-01-31→ Common Stock (23,503 underlying) - 23,567
Class D Exchangeable Shares
Exercise: $0.00From: 2001-01-01Exp: 2011-01-31→ Common Stock (23,567 underlying) - 2,500
Employee Stock Option (right to buy)
Exercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying) - 2,500
Employee Stock Option (right to buy)
Exercise: $15.91From: 2012-02-20Exp: 2014-02-20→ Common Stock (2,500 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 to $31.095, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.