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4//SEC Filing

RIESS RICHARD K 4

Accession 0001225208-10-027269

CIK 0000720005other
View on SEC.govCompany Profile

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 11:45 AM ET

Size

11.2 KB

Accession

0001225208-10-027269

Insider Transaction Report

Form 4
Period: 2010-12-15
RAYMOND JAMES FINANCIAL INCRJF
RIESS RICHARD K
Executive Vice President
Transactions
  • Award

    Restricted Stock Units

    2010-12-15+6,581→ 6,581 total
    From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,581 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    510

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying)
    25,000

  • Common Stock

    16,391

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (15,000 underlying)
    15,000

  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
    15,000
Footnotes (6)
  • [F1]Includes number of shares acquired under ESOP through December 15, 2010.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
  • [F3]Award of restricted stock units as portion of annual bonus.
  • [F4]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
  • [F5]Options currently exercisable - 9,000; Options becoming exercisable - 3,000 on 11/27/2011 and 3,000 on 11/27/2012
  • [F6]Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

→
Entity typeother

Related Parties

1
  • filerCIK 0001182228

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 11:45 AM ET
Size
11.2 KB
View on SEC.gov