4//SEC Filing
ENGLE ROGER 4
Accession 0001225208-11-002995
CIK 0001500213other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 5:09 PM ET
Size
13.6 KB
Accession
0001225208-11-002995
Insider Transaction Report
Form 4
ENGLE ROGER
Director
Transactions
- Other
Common Stock
2011-01-12+8,981→ 8,981 total - Purchase
Common Stock
2011-01-12$8.00/sh+25$200→ 9,006 total - Other
Common Stock
2011-01-12+22→ 22 total(indirect: By Children) - Other
Common Stock
2011-01-12+43→ 43 total(indirect: By Children) - Other
Common Stock
2011-01-12+9,407→ 9,407 total(indirect: By IRA) - Other
Stock Options
2011-01-12+17,962→ 17,962 totalExercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (17,962 underlying)
Footnotes (3)
- [F1]Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each share of SI Financial Group, Inc. common stock was exchanged for 0.8981 shares of (new) SI Financial Group, Inc. common stock.
- [F2]Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each option to purchase a share of SI Financial Group, Inc. was converted into an option to purchase 0.8981 shares of (new) SI Financial Group, Inc. common stock, rounded to the nearest share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 0.8981 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- [F3]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
Documents
Issuer
SI Financial Group, Inc.
CIK 0001500213
Entity typeother
Related Parties
1- filerCIK 0001218374
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 5:09 PM ET
- Size
- 13.6 KB