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4//SEC Filing

Weston David 4

Accession 0001225208-11-003003

CIK 0001500213other

View on SEC.gov Company Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:11 PM ET

Size

14.8 KB

Accession

0001225208-11-003003

Insider Transaction Report

Form 4

Period: 2011-01-12

SI Financial Group, Inc.SIFI

SVP & Senior Trust Officer

Transactions

Other
Common Stock
2011-01-12+3,592→ 3,592 total(indirect: By Stock Award)
Purchase
Common Stock
2011-01-12$8.00/sh+1,250$10,000→ 1,250 total(indirect: By 401(k))
Other
Common Stock
2011-01-12+1,077→ 1,077 total
Other
Common Stock
2011-01-12+2,204→ 2,204 total(indirect: By ESOP)
Other
Stock Options
2011-01-12+4,490→ 4,490 total
Exercise: $5.68From: 2011-02-24Exp: 2020-02-24→ Common Stock (4,490 underlying)
Other
Stock Options
2011-01-12+8,981→ 8,981 total
Exercise: $11.25From: 2006-05-17Exp: 2015-05-17→ Common Stock (8,981 underlying)

Footnotes (5)

[F1]Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each share of SI Financial Group, Inc. common stock was exchanged for 0.8981 shares of (new) SI Financial Group, Inc. common stock.
[F2]Stock Awards granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan will vest in five equal annual installments commencing on March 19, 2010.
[F3]Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each option to purchase a share of SI Financial Group, Inc. was converted into an option to purchase 0.8981 shares of (new) SI Financial Group, Inc. common stock, rounded to the nearest share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 0.8981 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
[F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
[F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.

Documents

1 file

4
doc4.xmlPrimary

Issuer

SI Financial Group, Inc.

CIK 0001500213

Entity typeother

Related Parties

1

filerCIK 0001450806

Filing Metadata

Form type: 4
Filed: Jan 12, 7:00 PM ET
Accepted: Jan 13, 5:11 PM ET
Size: 14.8 KB

View on SEC.gov