4//SEC Filing
Winograd Bernard 4
Accession 0001225208-11-003436
CIK 0001137774other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 3:59 PM ET
Size
13.2 KB
Accession
0001225208-11-003436
Insider Transaction Report
Form 4
Winograd Bernard
Executive Vice President
Transactions
- Tax Payment
Common Stock
2011-01-18$61.93/sh−1,989$123,179→ 47,223 total - Exercise/Conversion
Common Stock
2011-01-18+4,773→ 49,212 total - Exercise/Conversion
1/18/08 Restricted Stock Units
2011-01-18−4,773→ 4,772 totalExercise: $80.00Exp: 2018-01-18→ Common Stock (4,773 underlying)
Holdings
- 1,583(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents the vesting of previously awarded restricted stock units.
- [F2]Represents shares withheld for the payment of taxes when restricted shares vested.
- [F3]Amount reported has been adjusted to include 89 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2009 and December 31, 2010 based on a plan statement dated December 31, 2010. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The number of Restricted Stock Units awarded to the Reporting Person was determined by dividing 60 percent of the total compensation value being awarded by the average closing price of the Issuer's Common Stock on the New York Stock Exchange for the final 20-day trading period in December 2007, or $94.29.
- [F5]The restricted stock units vest with 50% after 2 years on 1/18/2010, 25% after year 3 on 1/18/2011, and 25% after year 4 on 1/18/2012.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001424715
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 3:59 PM ET
- Size
- 13.2 KB