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|4Jan 21, 4:57 PM ET

ZUBROW BARRY L 4

4 · J P MORGAN CHASE & CO · Filed Jan 21, 2011

Insider Transaction Report

Form 4
Period: 2011-01-19
J P MORGAN CHASE & COJPM
ZUBROW BARRY L
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2011-01-19+101,615→ 101,615 total
    Exp: 2014-01-13→ Common Stock (101,615 underlying)
  • Award

    Stock Appreciation Rights

    2011-01-19+76,924→ 76,924 total
    Exercise: $44.29Exp: 2021-01-19→ Common Stock (76,924 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.
  • [F4]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

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