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4//SEC Filing

ZUBROW BARRY L 4

Accession 0001225208-11-003591

CIK 0000019617other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 4:57 PM ET

Size

11.4 KB

Accession

0001225208-11-003591

Insider Transaction Report

Form 4
Period: 2011-01-19
ZUBROW BARRY L
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Units

    2011-01-19+101,615101,615 total
    Exp: 2014-01-13Common Stock (101,615 underlying)
  • Award

    Stock Appreciation Rights

    2011-01-19+76,92476,924 total
    Exercise: $44.29Exp: 2021-01-19Common Stock (76,924 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.
  • [F4]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Issuer

J P MORGAN CHASE & CO

CIK 0000019617

Entity typeother

Related Parties

1
  • filerCIK 0001090350

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 4:57 PM ET
Size
11.4 KB