AVERITT RICHARD G 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Jan 24, 2011

Form 4

Period: 2011-01-20

CEO - RJFS

Transactions

Holdings

Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying)
6,894
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
15,000
Common Stock
(indirect: ESOP)
43,338
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
25,000

Footnotes (7)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on June 15, 2010.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.75, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F3]Includes number of shares acquired under ESOP through January 20, 2011.
[F4]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
[F5]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
[F6]Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011
[F7]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.

Documents

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