4//SEC Filing
AVERITT RICHARD G 4
Accession 0001225208-11-003611
CIK 0000720005other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 9:50 AM ET
Size
11.7 KB
Accession
0001225208-11-003611
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Sale
Common Stock
2011-01-20$34.50/sh−50,000$1,725,135→ 175,782 total
Holdings
- 6,894
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 43,338(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on June 15, 2010.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.45 to $34.75, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Includes number of shares acquired under ESOP through January 20, 2011.
- [F4]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F5]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F6]Options currently exercisable - 11,250; Options becoming exercisable - 3,750 on 02/01/2011
- [F7]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001185790
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 9:50 AM ET
- Size
- 11.7 KB