Carter Lynn Ann 4
4 · CAPITAL ONE FINANCIAL CORP · Filed Jan 31, 2011
Insider Transaction Report
Form 4
Pike Lynn A
President, Banking
Transactions
- Sale
Common Stock
2011-01-31$48.49/sh−3,000$145,470→ 152,009 total - Tax Payment
Common Stock
2011-01-27$48.40/sh−5,153$249,405→ 176,827 total - Tax Payment
Common Stock
2011-01-29$48.24/sh−19,712$950,907→ 157,115 total - Sale
Common Stock
2011-01-31$48.43/sh−2,106$101,994→ 155,009 total
Footnotes (3)
- [F1]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement.
- [F2]Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.
- [F3]This transaction was executed pursuant to a trading plan entered into by the reporting person on November 11, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.