RAYMOND JAMES FINANCIAL INC 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 2, 2011
Insider Transaction Report
Form 4
SHIELDS KENNETH A
Director
Transactions
- Conversion
Class E Exchangeable Shares
2011-01-31−23,503→ 0 totalExercise: $0.00From: 2003-01-01Exp: 2011-01-31→ Common Stock (23,503 underlying) - Conversion
Common Stock
2011-01-31+23,567→ 23,567 total - Conversion
Class D Exchangeable Shares
2011-01-31−23,567→ 0 totalExercise: $0.00From: 2001-01-01Exp: 2011-01-31→ Common Stock (23,567 underlying) - Conversion
Common Stock
2011-01-31+23,503→ 47,070 total
Holdings
- 2,500
Employee Stock Option (right to buy)
Exercise: $26.69From: 2013-02-19Exp: 2015-02-19→ Common Stock (2,500 underlying) - 2,500
Employee Stock Option (right to buy)
Exercise: $15.91From: 2012-02-20Exp: 2014-02-20→ Common Stock (2,500 underlying)
Footnotes (3)
- [F1]Shares obtained on conversion of exchangeable shares for shares of RJF common stock on 1 to 1 exchange ratio for no consideration, exempt under Rule 16b-6b.
- [F2]1 to 1 exchange ratio
- [F3]Shares surrendered on conversion of exchangeable shares for shares of RJF common stock on 1 to 1 exchange ratio for no consideration, exempt under Rule 16b-6b.