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4//SEC Filing

Galt Helen M 4

Accession 0001225208-11-005391

CIK 0001137774other
View on SEC.govCompany Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:43 PM ET

Size

17.5 KB

Accession

0001225208-11-005391

Insider Transaction Report

Form 4
Period: 2011-02-08
PRUDENTIAL FINANCIAL INCPRU
Galt Helen M
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2011-02-08+1,011→ 11,369 total
  • Exercise/Conversion

    2008 Performance Shares

    2011-02-08−3,494→ 0 total
    Exercise: $0.00→ Common Stock (3,494 underlying)
  • Award

    2011 Employee Stock Option (right to buy)

    2011-02-08+10,667→ 10,667 total
    Exercise: $64.01Exp: 2021-02-08→ Common Stock (10,667 underlying)
  • Award

    2011 Performance Shares

    2011-02-08+1,634→ 1,634 total
    Exercise: $0.00→ Common Stock (1,634 underlying)
  • Tax Payment

    Common Stock

    2011-02-08$64.01/sh−342$21,891→ 11,027 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,332
Footnotes (6)
  • [F1]The Compensation Committee awarded these shares, the grant of which was made on February 12, 2008, and originally reported on a Form 4 filed with the SEC on February 14, 2008, based upon performance relative to the goals of an average Return On Equity (ROE) and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) over the 2008 through 2010 performance period.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]Amount reported has been adjusted to include 20 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between February 9, 2010 and December 31, 2010 based on a plan statement dated December 31, 2010. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  • [F4]The options vest in three equal annual installments beginning on February 8, 2012.
  • [F5]The performance shares convert to common stock on a 1 to 1 basis.
  • [F6]Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2011 through 2013 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2014.

Documents

2 files

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

→
Entity typeother

Related Parties

1
  • filerCIK 0001403416

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:43 PM ET
Size
17.5 KB
View on SEC.gov