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Winograd Bernard 4

Accession 0001225208-11-005394

CIK 0001137774other
View on SEC.govCompany Profile

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 5:44 PM ET

Size

14.2 KB

Accession

0001225208-11-005394

Insider Transaction Report

Form 4
Period: 2011-02-08
PRUDENTIAL FINANCIAL INCPRU
Winograd Bernard
Executive Vice President
Transactions
  • Award

    2011 Performance Shares

    2011-02-08+11,435→ 11,435 total
    Exercise: $0.00→ Common Stock (11,435 underlying)
  • Exercise/Conversion

    Common Stock

    2011-02-08+5,053→ 52,276 total
  • Tax Payment

    Common Stock

    2011-02-08$64.01/sh−2,550$163,226→ 49,726 total
  • Exercise/Conversion

    2008 Performance Shares

    2011-02-08−17,469→ 0 total
    Exercise: $0.00→ Common Stock (17,469 underlying)
  • Award

    2011 Employee Stock Option (right to buy)

    2011-02-08+74,667→ 74,667 total
    Exercise: $64.01Exp: 2021-02-08→ Common Stock (74,667 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,583
Footnotes (6)
  • [F1]The Compensation Committee awarded these shares, the grant of which was made on February 12, 2008, and originally reported on a Form 4 filed with the SEC on February 14, 2008, based upon performance relative to the goals of an average Return On Equity (ROE) and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) over the 2008 through 2010 performance period.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]The options vest in three equal annual installments beginning on February 8, 2012.
  • [F4]Mr. Winograd has announced his retirement and is expected to leave the Company during the second quarter of 2011. Upon his retirement, the 2011 grant of performance shares reported herein is subject to proration in accordance with the terms of the plan pursuant to which such grant was made.
  • [F5]The performance shares convert to common stock on a 1 to 1 basis.
  • [F6]Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2011 through 2013 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2014.

Documents

1 file

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

→
Entity typeother

Related Parties

1
  • filerCIK 0001424715

Filing Metadata

Form type
4
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 5:44 PM ET
Size
14.2 KB
View on SEC.gov