ALEXANDER PENELOPE S 4
4 · FRANKLIN RESOURCES INC · Filed Feb 14, 2011
Insider Transaction Report
Form 4
ALEXANDER PENELOPE S
Vice-President, HR - US
Transactions
- Exercise/Conversion
Common Stock, par value $.10
2011-02-11$47.57/sh+2,101$99,945→ 9,892.887 total - Exercise/Conversion
Common Stock, par value $.10
2011-02-11$47.57/sh+1,330$63,268→ 11,222.887 total - Sale
Common Stock, par value $.10
2011-02-11$128.49/sh−1,330$170,894→ 9,892.887 total - Sale
Common Stock, par value $.10
2011-02-11$128.51/sh−2,101$269,990→ 7,791.887 total - Gift
Common Stock, par value $.10
2010-12-14+440→ 2,531 total(indirect: By Trust) - Gift
Common Stock, par value $.10
2010-12-14−964→ 21,467 total(indirect: By Trust) - Exercise/Conversion
Stock Option (Right to Buy)
2011-02-11−1,330→ 2,101 totalExercise: $47.57From: 2004-09-30Exp: 2013-11-11→ Common Stock, par value $.10 (1,330 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-02-11−2,101→ 0 totalExercise: $47.57From: 2004-09-30Exp: 2013-11-11→ Common Stock, par value $.10 (2,101 underlying)
Holdings
- 101(indirect: By Children)
Common Stock, par value $.10
Footnotes (6)
- [F1]Of the amount of securities beneficially owned, 2,242 shares represent unvested awards of restricted stock.
- [F2]The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $128.49 to $128.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $125.50 to $128.52, inlcusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regaring the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Not applicable.
- [F5]Children's trust for the benefit of the Reporting Person's minor children.
- [F6]Family trust for the benefit of the Reporting Person, spouse and minor children.