BIEVER ANGELA 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 15, 2011

Form 4

Period: 2011-02-11

Chief Administrative Officer

Transactions

Exercise/Conversion
Common Stock
2011-02-11$30.13/sh+2,250$67,800→ 37,607 total
Sale
Common Stock
2011-02-11$38.44/sh−2,000$76,879→ 35,607 total
Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-11−2,250→ 0 total
Exercise: $30.13From: 2009-02-17Exp: 2011-02-17→ Common Stock (2,250 underlying)

Holdings

Common Stock
(indirect: ESOP)
67
Employee Stock Option (right to buy)
Exercise: $25.87From: 2011-02-15Exp: 2013-02-15→ Common Stock (2,500 underlying)
2,500
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
25,000
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (783 underlying)
783
Employee Stock Option (right to buy)
Exercise: $31.82From: 2010-02-16Exp: 2012-02-16→ Common Stock (2,500 underlying)
2,500

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.43 to $38.4401, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F2]Includes number of shares acquired under ESOP through February 10, 2011.
[F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
[F4]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.

Documents

1 file