4//SEC Filing
RIESS RICHARD K 4
Accession 0001225208-11-006233
CIK 0000720005other
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 11:51 AM ET
Size
12.2 KB
Accession
0001225208-11-006233
Insider Transaction Report
Form 4
RIESS RICHARD K
Executive Vice President
Transactions
- Sale
Common Stock
2011-02-15$38.83/sh−9,000$349,475→ 16,391 total - Exercise/Conversion
Common Stock
2011-02-15$30.44/sh+9,000$273,960→ 25,391 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-02-15−9,000→ 6,000 totalExercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (9,000 underlying)
Holdings
- 533(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying) - 6,581
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,581 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.81 to $38.845, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Includes number of shares acquired under ESOP through February 14, 2011.
- [F3]Options becoming exercisable - 3,000 on 11/27/2011 and 3,000 on 11/27/2012
- [F4]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
- [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182228
Filing Metadata
- Form type
- 4
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 11:51 AM ET
- Size
- 12.2 KB