LINDEMAN MARTHA O 4

Accession 0001225208-11-009244

CIK 0001072341other

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 11:06 AM ET

Size

21.7 KB

Accession

0001225208-11-009244

Form 4

Period: 2011-03-04

SrVP, Corp Com/Invest Rel

Transactions

Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04−5,000→ 0 total
Exercise: $10.61Exp: 2017-05-23→ Common-Class B (5,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04$4.90/sh−60,000$294,000→ 0 total
Exercise: $1.25Exp: 2019-03-03→ Common-Class B (60,000 underlying)
Disposition to Issuer
Common-Class B
2011-03-04$6.15/sh−9,792$60,221→ 21,559 total
Disposition from Tender
Common-Class B
2011-03-04$6.15/sh−21,559$132,588→ 0 total
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04$0.43/sh−5,000$2,150→ 0 total
Exercise: $5.72Exp: 2018-05-21→ Common-Class B (5,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04−50,000→ 0 total
Exercise: $10.00Exp: 2013-01-08→ Common-Class B (50,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04−12,000→ 0 total
Exercise: $11.86Exp: 2015-01-21→ Common-Class B (12,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04−12,000→ 0 total
Exercise: $14.48Exp: 2014-02-04→ Common-Class B (12,000 underlying)
Disposition to Issuer
Employee Stock Option (right to buy)
2011-03-04−15,000→ 0 total
Exercise: $14.50Exp: 2016-02-09→ Common-Class B (15,000 underlying)

Footnotes (4)

[F1]Represents restricted stock units that vested and were cancelled at the effective time of the merger in exchange a cash payment representing the number of units multiplied by the per share purchase price of $6.15, pursuant to the Merger Agreement (as defined in Footnote (3) below).
[F2]Represents shares of Class B common stock that were tendered to Icon Merger Sub, Inc., a Delaware corporation, ("Sub"), pursuant to the terms and subject to the conditions set forth in the Offer to Purchase, filed with the Securities and Exchange Commission on January 24, 2011, and in the related Letter of Transmitttal (the "Offer"). Such shares were purchased by Sub pursuant to the Offer on March 4, 2011.
[F3]The option was cancelled at the effective time of the merger and automatically ceased to exist without cash payment because the per share exercise price of such option was greater than $6.15, pursuant to the Agreement of Plan and Merger (the "Merger Agreement"), dated as of January 9, 2011, by and among Playboy Enterprises, Inc., a Delaware corporation, Icon Acquisition Holdings, L.P., a Delaware limited partnership and Sub.
[F4]This option was cancelled at the effective time of the merger and automatically ceased to exist in exchange for cash payment equal to (i) the excess of $6.15 over the per share exercise price of such option, multiplied by (ii) the number of shares covered by such option, pursuant to the Merger Agreement.

Documents

1 file

PLAYBOY ENTERPRISES INC

CIK 0001072341

Entity typeother