4//SEC Filing
Gerstle Mark R 4
Accession 0001225208-11-012708
CIK 0000026172other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 3:14 PM ET
Size
10.5 KB
Accession
0001225208-11-012708
Insider Transaction Report
Form 4
CUMMINS INCCMI
Gerstle Mark R
VP Qual+Chief Risk Ofcr
Transactions
- Exercise/Conversion
Stock Option (Right-to-Buy)
2011-04-29−6,620→ 0 totalExercise: $19.42From: 2011-03-02Exp: 2019-03-02→ Common (6,620 underlying) - Exercise/Conversion
Common
2011-04-29$19.42/sh+6,620$128,560→ 27,495 total - Sale
Common
2011-04-29$118.11/sh−6,620$781,896→ 20,875 total
Holdings
- 9,314.36(indirect: By 401(k))
Common
- 4,360
Stock Option (Right-to-Buy)
Exercise: $58.12From: 2012-03-01Exp: 2020-03-01→ Common (4,360 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighed average price. The shares were sold in multiple transactions at prices ranging from $118.11 - $118.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
- [F2]The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Documents
Issuer
CUMMINS INC
CIK 0000026172
Entity typeother
Related Parties
1- filerCIK 0001327931
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 3:14 PM ET
- Size
- 10.5 KB