4//SEC Filing
SAYLER VAN C 4
Accession 0001225208-11-015632
CIK 0000720005other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 5:22 PM ET
Size
11.1 KB
Accession
0001225208-11-015632
Insider Transaction Report
Form 4
SAYLER VAN C
Senior Vice President
Transactions
- Sale
Common Stock
2011-06-01$35.42/sh−5,000$177,082→ 55,658 total
Holdings
- 37,344(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 10,654
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (10,654 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying)
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on August 20, 2010.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.21 to $35.60, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Includes number of shares acquired under ESOP through May 31, 2011.
- [F4]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
- [F5]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182340
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 5:22 PM ET
- Size
- 11.1 KB