4//SEC Filing
Hickman Frederick L 4
Accession 0001225208-11-015783
CIK 0001401434other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 5:39 PM ET
Size
24.7 KB
Accession
0001225208-11-015783
Insider Transaction Report
Form 4
Hickman Frederick L
DirectorPresident & CEO
Transactions
- Disposition to Issuer
Common Stock
2011-05-31−14,720→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Stock Option (right to buy)
2011-05-31−1,000→ 0 totalExercise: $9.96From: 2008-10-23Exp: 2017-10-23→ Common Stock (1,000 underlying) - Disposition to Issuer
Common Stock
2011-05-31−109→ 0 total(indirect: By Custodian for Daughter) - Disposition to Issuer
Common Stock
2011-05-31−6,399→ 0 total(indirect: By ESOP) - Disposition to Issuer
Stock Option (right to buy)
2011-05-31−15,000→ 0 totalExercise: $8.25From: 2009-05-28Exp: 2018-05-28→ Common Stock (15,000 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-05-31−12,012→ 0 totalExercise: $10.22From: 2007-09-26Exp: 2016-09-26→ Common Stock (12,012 underlying) - Disposition to Issuer
Stock Option (right to buy)
2011-05-31−21,096→ 0 totalExercise: $9.00From: 2010-11-04Exp: 2019-11-04→ Common Stock (21,096 underlying) - Disposition to Issuer
Common Stock
2011-05-31−19,739→ 0 total(indirect: By Stock Award) - Disposition to Issuer
Common Stock
2011-05-31−40,850→ 0 total - Disposition to Issuer
Stock Option (right to buy)
2011-05-31−16,495→ 0 totalExercise: $9.55From: 2011-08-24Exp: 2020-08-24→ Common Stock (16,495 underlying)
Footnotes (2)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of December 14, 2010, by and between Norwood Financial Corp. and North Penn Bancorp, Inc., each share of North Penn Bancorp, Inc. common stock was converted into and exchanged for $19.12 in cash or 0.6829 shares of Norwood Financial Corp. common stock or a combination thereof.
- [F2]Pursuant to the Agreement and Plan of Merger, dated December 14, 2010, by and between Norwood Financial Corp. and North Penn Bancorp, Inc., each option to acquire a share of North Penn Bancorp, Inc. common stock was cancelled immediately prior to the effective date of the Merger of North Penn Bancorp, Inc. with and into Norwood Financial Corp. in exchange for cash in an amount equal to the difference between $19.12 and the exercise price per share of the option.
Documents
Issuer
North Penn Bancorp Inc
CIK 0001401434
Entity typeother
Related Parties
1- filerCIK 0001322478
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 5:39 PM ET
- Size
- 24.7 KB