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4//SEC Filing

DZIAK THOMAS J 4

Accession 0001225208-11-015785

CIK 0001401434other

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 5:39 PM ET

Size

17.4 KB

Accession

0001225208-11-015785

Insider Transaction Report

Form 4
Period: 2011-05-31
DZIAK THOMAS J
Executive Vice President
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-05-317,6440 total
    Exercise: $10.21From: 2007-09-26Exp: 2016-09-26Common Stock (7,644 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-05-316,0000 total
    Exercise: $8.25From: 2009-05-28Exp: 2018-05-28Common Stock (6,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2011-05-31550 total
    Exercise: $9.95From: 2008-10-23Exp: 2017-10-23Common Stock (55 underlying)
  • Disposition to Issuer

    Common Stock

    2011-05-312,0100 total(indirect: By 401(k))
  • Disposition to Issuer

    Common Stock

    2011-05-313,4510 total(indirect: By ESOP)
  • Disposition to Issuer

    Common Stock

    2011-05-312,5820 total
  • Disposition to Issuer

    Common Stock

    2011-05-312,5080 total(indirect: By Stock Award)
  • Disposition to Issuer

    Common Stock

    2011-05-315,4180 total(indirect: By IRA)
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of December 14, 2010, by and between Norwood Financial Corp. and North Penn Bancorp, Inc., each share of North Penn Bancorp, Inc. common stock was converted into and exchanged for $19.12 in cash or 0.6829 shares of Norwood Financial Corp. common stock or a combination thereof.
  • [F2]Pursuant to the Agreement and Plan of Merger, dated December 14, 2010, by and between Norwood Financial Corp. and North Penn Bancorp, Inc., each option to acquire a share of North Penn Bancorp, Inc. common stock was cancelled immediately prior to the effective date of the Merger of North Penn Bancorp, Inc. with and into Norwood Financial Corp. in exchange for cash in an amount equal to the difference between $19.12 and the exercise price per share of the option.

Documents

1 file

Issuer

North Penn Bancorp Inc

CIK 0001401434

Entity typeother

Related Parties

1
  • filerCIK 0001322451

Filing Metadata

Form type
4
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 5:39 PM ET
Size
17.4 KB