4//SEC Filing
Alegi Dominic J Jr 4
Accession 0001225208-11-016898
CIK 0001493552other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 3:49 PM ET
Size
24.3 KB
Accession
0001225208-11-016898
Insider Transaction Report
Form 4
Alegi Dominic J Jr
Executive Vice President
Transactions
- Other
Common Stock
2011-06-29+8,535→ 8,535 total - Other
Common Stock
2011-06-29+99→ 99 total(indirect: as UGMA custodian for granddaughter 2) - Other
Common Stock
2011-06-29+10,172→ 10,172 total(indirect: By 401(k)) - Other
Common Stock
2011-06-29+99→ 99 total(indirect: By Spouse) - Other
Common Stock
2011-06-29+99→ 99 total(indirect: By Spouse) - Other
Common Stock
2011-06-29+49→ 49 total(indirect: as Custodian for Grandson 1) - Other
Common Stock
2011-06-29+199→ 199 total(indirect: as UTMA custodian for granddaughter 1) - Other
Common Stock
2011-06-29+3,886→ 3,886 total(indirect: By ESOP) - Other
Common Stock
2011-06-29+2,993→ 2,993 total(indirect: By IRA) - Discretionary Transaction
Common Stock
2011-06-29$8.00/sh+3,111$24,888→ 13,283 total(indirect: By 401(k)) - Other
Stock Option (right to buy)
2011-06-29+21,951→ 21,951 totalExercise: $11.12From: 2006-07-26Exp: 2015-07-26→ Common Stock (21,951 underlying)
Footnotes (3)
- [F1]Pursuant to the Amended and Restated Plan of Conversion and Reorganization of Naugatuck Valley Mutual Holding Company, each share of common stock of Naugatuck Valley Financial Corporation (Federal corporation) was exchanged for 0.9978 share of common stock of Naugatuck Valley Financial Corporation (Maryland corporation).
- [F2]Pursuant to the Amended and Restated Plan of Conversion and Reorganization of Naugatuck Valley Mutual Holding Company, each option to purchase shares of common stock of Naugatuck Valley Financial Corporation (Federal corporation) was converted into an option to purchase shares of common stock of Naugatuck Valley Financial Corporation (Maryland corporation) by multiplying the number of shares subject to each option by the 0.9978 exchange ratio, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 0.9978 exchange ratio. All such converted options continue to vest based on their original terms.
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001493552
Entity typeother
Related Parties
1- filerCIK 0001296131
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 3:49 PM ET
- Size
- 24.3 KB