4//SEC Filing
Schlesinger Lee R 4
Accession 0001225208-11-016906
CIK 0001493552other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 3:50 PM ET
Size
22.1 KB
Accession
0001225208-11-016906
Insider Transaction Report
Form 4
Schlesinger Lee R
SVP & CFO
Transactions
- Other
Common Stock
2011-06-29+1,197→ 1,197 total(indirect: By Stock Award II) - Purchase
Common Stock
2011-06-29$8.00/sh+1,250$10,000→ 3,245 total(indirect: By IRA) - Purchase
Common Stock
2011-06-29$8.00/sh+1,250$10,000→ 8,329 total - Other
Common Stock
2011-06-29+2,898→ 2,898 total(indirect: By ESOP) - Other
Common Stock
2011-06-29+7,079→ 7,079 total - Other
Common Stock
2011-06-29+2,490→ 2,490 total(indirect: By 401(k)) - Other
Stock Option (right to buy)
2011-06-29+1,995→ 1,995 totalExercise: $11.12From: 2008-12-18Exp: 2015-07-26→ Common Stock (1,995 underlying) - Other
Common Stock
2011-06-29+1,995→ 1,995 total(indirect: By IRA) - Other
Stock Option (right to buy)
2011-06-29+8,980→ 8,980 totalExercise: $11.12From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,980 underlying)
Footnotes (5)
- [F1]Pursuant to the Amended and Restated Plan of Conversion and Reorganization of Naugatuck Valley Mutual Holding Company, each share of common stock of Naugatuck Valley Financial Corporation (Federal corporation) was exchanged for 0.9978 share of common stock of Naugatuck Valley Financial Corporation (Maryland corporation).
- [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on December 18, 2008.
- [F3]Pursuant to the Amended and Restated Plan of Conversion and Reorganization of Naugatuck Valley Mutual Holding Company, each option to purchase shares of common stock of Naugatuck Valley Financial Corporation (Federal corporation) was converted into an option to purchase shares of common stock of Naugatuck Valley Financial Corporation (Maryland corporation) by multiplying the number of shares subject to each option by the 0.9978 exchange ratio, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 0.9978 exchange ratio. All such converted options continue to vest based on their original terms.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
- [F5]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on December 18, 2008.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001493552
Entity typeother
Related Parties
1- filerCIK 0001296141
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 3:50 PM ET
- Size
- 22.1 KB