4//SEC Filing
Rollings Michael Thomas 4
Accession 0001225208-11-017493
CIK 0000275694other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 5:11 PM ET
Size
9.5 KB
Accession
0001225208-11-017493
Insider Transaction Report
Form 4
Transactions
- Sale
MassMutual Non-Qualified Thrift Plan
2011-07-01$16.31/sh−119.614$1,951→ 36,181.972 total→ Common Shares ("Shares of Beneficial Interest") (119.614 underlying)
Holdings
- 956.913
Def. After 12/31/2004 Babson
→ Common Shares ("Shares of Beneficial Interest") (956.913 underlying)
Footnotes (4)
- [F1]Babson Capital and MassMutual each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of MassMutual Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of MassMutual Corporate Investors represented by the value of the MassMutual Corporate Investors investment option under the plan held by the plan participant.
- [F2]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F3]The specific transaction itemized herein reflects a change in plan value on account of a distribution for a permitted plan event.
- [F4]Amount has been adjusted to reflect the stock split that occurred on February 18, 2011 and includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
Documents
Issuer
MASSMUTUAL CORPORATE INVESTORS
CIK 0000275694
Entity typeother
Related Parties
1- filerCIK 0001336320
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 5:11 PM ET
- Size
- 9.5 KB