4//SEC Filing
Whelan Robert J 4
Accession 0001225208-11-018162
CIK 0000350797other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 3:19 PM ET
Size
16.3 KB
Accession
0001225208-11-018162
Insider Transaction Report
Form 4
Whelan Robert J
Chief Financial Officer
Transactions
- Sale
Eaton Vance Corp. Non-voting Common Stock
2011-07-12$29.15/sh−394$11,486→ 52,573 total - Award
Eaton Vance Corp. Non-voting Common Stock
2011-05-02$26.45/sh+472$12,484→ 52,967 total - Award
Eaton Vance Corp. Non-voting Common Stock
2010-11-01$25.89/sh+482$12,480→ 43,248 total
Holdings
- 15,700
Option (right to buy)
Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying) - 14,143
Option (right to buy)
Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying) - 18,623(indirect: By Trust)
Eaton Vance Corp. Common Stock (Voting)
- 32,700
Option (right to buy)
Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying) - 18,623
Voting Trust Receipt
- 25,400
Option (right to buy)
Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying) - 28,120
Option (right to buy)
Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying)
Footnotes (8)
- [F1]These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan.
- [F2]These shares were sold to cover the tax liability associated with a restricted stock vesting event.
- [F3]All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan Richardson, Jeffrey P. Beale, G. West Saltonstall, Payson Swaffield, Robert J. Whelan, Matthew J. Witkos, Maureen Gemma, Fredrick Marius, Cynthia Clemson, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Judith Saryan, Michael Weilheimer, Walter Row, Mark Venezia, David Stein, and Brian Langstraat are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
- [F4]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
- [F5]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F6]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
- [F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
- [F8]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Documents
Issuer
EATON VANCE CORP
CIK 0000350797
Entity typeother
Related Parties
1- filerCIK 0001312144
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 3:19 PM ET
- Size
- 16.3 KB