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Naugatuck Valley Financial Corp·4

Jul 28, 4:17 PM ET

GRAVELINE MARK S 4

4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2011

Insider Transaction Report

Form 4
Period: 2011-07-26
Naugatuck Valley Financial CorpNVSL
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
  • Tax Payment

    Common Stock

    2011-07-26$8.00/sh−74$592→ 4,034 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    2,816

  • Stock Option (right to buy)

    Exercise: $11.12From: 2006-07-26Exp: 2015-07-26→ Common Stock (7,982 underlying)
    7,982

  • Stock Option (right to buy)

    Exercise: $11.12From: 2009-07-26Exp: 2018-07-26→ Common Stock (997 underlying)
    997

  • Common Stock

    (indirect: By IRA)
    5,000

  • Common Stock

    (indirect: By Stock Award II)
    399
Footnotes (4)
  • [F1]Since the reporting person's last report 199 shares previously held through Stock Award II have vested and are now owned directly.
  • [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
  • [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.

Documents

1 file
  • 4
    doc4.xmlPrimary