4//SEC Filing
GRAVELINE MARK S 4
Accession 0001225208-11-018876
CIK 0001493552other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 4:17 PM ET
Size
9.7 KB
Accession
0001225208-11-018876
Insider Transaction Report
Form 4
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2011-07-26$8.00/sh−74$592→ 4,034 total
Holdings
- 2,816(indirect: By ESOP)
Common Stock
- 7,982
Stock Option (right to buy)
Exercise: $11.12From: 2006-07-26Exp: 2015-07-26→ Common Stock (7,982 underlying) - 997
Stock Option (right to buy)
Exercise: $11.12From: 2009-07-26Exp: 2018-07-26→ Common Stock (997 underlying) - 5,000(indirect: By IRA)
Common Stock
- 399(indirect: By Stock Award II)
Common Stock
Footnotes (4)
- [F1]Since the reporting person's last report 199 shares previously held through Stock Award II have vested and are now owned directly.
- [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001493552
Entity typeother
Related Parties
1- filerCIK 0001319488
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 4:17 PM ET
- Size
- 9.7 KB