AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Aug 15, 2011
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Purchase
Common Stock
2011-08-11$25.93/sh+10,000$259,286→ 185,782 total
Holdings
- 43,782(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 6,894
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying)
Footnotes (6)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.895 to $25.98, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Includes number of shares acquired under ESOP through August 11, 2011.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Options currently exercisable - 15,000
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.