4//SEC Filing
SAYLER VAN C 4
Accession 0001225208-11-021296
CIK 0000720005other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 12:32 PM ET
Size
11.3 KB
Accession
0001225208-11-021296
Insider Transaction Report
Form 4
SAYLER VAN C
Senior Vice President
Transactions
- Sale
Common Stock
2011-09-01$27.64/sh−5,000$138,198→ 50,658 total
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 10,654
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (10,654 underlying) - 25,173(indirect: ESOP)
Common Stock
Footnotes (6)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales trading plan adopted by the reporting person on August 20, 2010.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.57 to $27.71, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Since the date of the reporting person's last ownership report, the reporting person has disposed of 12,399 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code and his ESOP account has received additional allocations under the ESOP through August 31, 2011.
- [F4]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
- [F5]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182340
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 12:32 PM ET
- Size
- 11.3 KB