AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Sep 7, 2011
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Purchase
Common Stock
2011-09-02$23.41/sh+610$14,280→ 186,392 total
Holdings
- 6,894
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying) - 43,804(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]Shares purchased through the Company's ESPP
- [F2]Includes number of shares acquired under ESOP through September 1, 2011.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Options currently exercisable - 15,000
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.