4//SEC Filing
AVERITT RICHARD G 4
Accession 0001225208-11-021535
CIK 0000720005other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 3:57 PM ET
Size
10.7 KB
Accession
0001225208-11-021535
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Purchase
Common Stock
2011-09-02$23.41/sh+610$14,280→ 186,392 total
Holdings
- 6,894
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (6,894 underlying) - 43,804(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]Shares purchased through the Company's ESPP
- [F2]Includes number of shares acquired under ESOP through September 1, 2011.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Options currently exercisable - 15,000
- [F6]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001185790
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 3:57 PM ET
- Size
- 10.7 KB