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4//SEC Filing

Roman John C 4

Accession 0001225208-11-021586

CIK 0001493552other
View on SEC.govCompany Profile

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 12:05 PM ET

Size

7.6 KB

Accession

0001225208-11-021586

Insider Transaction Report

Form 4
Period: 2011-09-07
Naugatuck Valley Financial CorpNVSL
Roman John C
DirectorPresident & CEO
Transactions
  • Discretionary Transaction

    Common Stock

    2011-09-07$7.69/sh+1,299$9,984→ 11,659 total(indirect: By 401(k))
Holdings

  • Common Stock

    (indirect: By IRA)
    997

  • Common Stock

    24,401

  • Stock Option (right to buy)

    Exercise: $11.12From: 2006-07-26Exp: 2015-07-26→ Common Stock (36,918 underlying)
    36,918

  • Common Stock

    (indirect: By ESOP)
    6,116
Footnotes (1)
  • [F1]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan are fully vested and exercisable.

Documents

1 file

Issuer

Naugatuck Valley Financial Corp

CIK 0001493552

→
Entity typeother

Related Parties

1
  • filerCIK 0001296140

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 12:05 PM ET
Size
7.6 KB
View on SEC.gov