BAUM CHARLES C 4
4 · MUNICIPAL MORTGAGE & EQUITY LLC · Filed Oct 3, 2011
Insider Transaction Report
Form 4
BAUM CHARLES C
Director
Transactions
- Award
Common
2011-09-30$0.16/sh+40,219$6,435→ 460,477.499 total
Holdings
- 700(indirect: By Spouse)
Common
- 5,000
Options to purchase common shares
Exercise: $19.75From: 2001-05-04Exp: 2010-05-04→ Common (5,000 underlying) - 2,500
Options to purchase common shares
Exercise: $19.38From: 2000-05-05Exp: 2009-05-05→ Common (2,500 underlying) - 2,500
Options to purchase common shares
Exercise: $21.75From: 1999-06-18Exp: 2008-06-18→ Common (2,500 underlying) - 5,000
Options to purchase common shares
Exercise: $23.51From: 2002-07-19Exp: 2011-07-19→ Common (5,000 underlying) - 5,000
Options to purchase common shares
Exercise: $24.07From: 2004-05-08Exp: 2013-05-08→ Common (5,000 underlying) - 5,000
Options to purchase common shares
Exercise: $24.74From: 2003-05-09Exp: 2012-05-09→ Common (5,000 underlying)
Footnotes (2)
- [F1]Represents a grant of deferred shares in lieu of fees pursuant to the company's Non-Employee Directors' Share Plan.
- [F2]The number of shares is based on the quarterly compensation divided by the weighted average per common share price for the preceeding thirty trading days.