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4//SEC Filing

Milano Paul J 4

Accession 0001225208-11-023834

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 2:09 PM ET

Size

13.0 KB

Accession

0001225208-11-023834

Insider Transaction Report

Form 4
Period: 2011-10-26
PULASKI FINANCIAL CORPPULB
Milano Paul J
Interim CFO
Transactions
  • Award

    Common Stock

    2011-10-26$6.59/sh+3,035$20,001→ 3,035 total(indirect: By Stock Award III)
Holdings

  • Stock Option (right to buy)

    Exercise: $18.70From: 2007-01-17Exp: 2016-01-17→ Common Stock (5,000 underlying)
    5,000

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    (indirect: By Stock Award II)
    3,000

  • Stock Option (right to buy)

    Exercise: $11.94From: 2009-02-01Exp: 2018-02-01→ Common Stock (4,500 underlying)
    4,500

  • Common Stock

    (indirect: By Stock Award)
    3,393

  • Common Stock

    (indirect: By IRA)
    9,000

  • Stock Option (right to buy)

    Exercise: $16.00From: 2007-04-24Exp: 2016-04-24→ Common Stock (5,000 underlying)
    5,000
Footnotes (6)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on February 1, 2009.
  • [F6]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001459484

Filing Metadata

Form type
4
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 2:09 PM ET
Size
13.0 KB
View on SEC.gov