4//SEC Filing
REEVES W THOMAS 4
Accession 0001225208-11-023839
CIK 0001062438other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 2:09 PM ET
Size
13.5 KB
Accession
0001225208-11-023839
Insider Transaction Report
Form 4
REEVES W THOMAS
President of Subsidiary Bank
Transactions
- Award
Common Stock
2011-10-26$6.59/sh+7,587$49,998→ 7,587 total(indirect: By Stock Award III)
Holdings
- 10,667(indirect: By Stock Award II)
Common Stock
- 24,327(indirect: By Stock Award)
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (15,000 underlying) - 20,000
Stock Option (right to buy)
Exercise: $9.46From: 2008-12-19Exp: 2017-12-19→ Common Stock (20,000 underlying) - 22,000(indirect: By Trust)
Common Stock
- 20,000
Stock Option (right to buy)
Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (20,000 underlying) - 20,000
Non-Qualified Stock Option (right to buy)
Exercise: $15.97From: 2007-03-30Exp: 2016-03-30→ Common Stock (20,000 underlying) - 26,000(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
- [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
- [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
- [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
- [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.
Documents
Issuer
PULASKI FINANCIAL CORP
CIK 0001062438
Entity typeother
Related Parties
1- filerCIK 0001358198
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 2:09 PM ET
- Size
- 13.5 KB