Home/Filings/4/0001225208-11-023839
4//SEC Filing

REEVES W THOMAS 4

Accession 0001225208-11-023839

CIK 0001062438other

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 2:09 PM ET

Size

13.5 KB

Accession

0001225208-11-023839

Insider Transaction Report

Form 4
Period: 2011-10-26
REEVES W THOMAS
President of Subsidiary Bank
Transactions
  • Award

    Common Stock

    2011-10-26$6.59/sh+7,587$49,9987,587 total(indirect: By Stock Award III)
Holdings
  • Common Stock

    (indirect: By Stock Award II)
    10,667
  • Common Stock

    (indirect: By Stock Award)
    24,327
  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19Common Stock (15,000 underlying)
    15,000
  • Stock Option (right to buy)

    Exercise: $9.46From: 2008-12-19Exp: 2017-12-19Common Stock (20,000 underlying)
    20,000
  • Common Stock

    (indirect: By Trust)
    22,000
  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03Common Stock (20,000 underlying)
    20,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $15.97From: 2007-03-30Exp: 2016-03-30Common Stock (20,000 underlying)
    20,000
  • Common Stock

    (indirect: By IRA)
    26,000
Footnotes (5)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  • [F2]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  • [F3]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.

Documents

1 file

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

Entity typeother

Related Parties

1
  • filerCIK 0001358198

Filing Metadata

Form type
4
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 2:09 PM ET
Size
13.5 KB