BROWN RODGER A 4
4 · NEOPROBE CORP · Filed Nov 2, 2011
Insider Transaction Report
Form 4
NEOPROBE CORPNEOP
BROWN RODGER A
Vice President
Transactions
- Exercise/Conversion
Common Stock
2011-11-01$0.30/sh+70,000$21,000→ 98,715 total - Exercise/Conversion
Common Stock
2011-11-01$0.14/sh+40,000$5,600→ 188,715 total - Sale
Common Stock
2011-11-01$2.76/sh−28,715$79,253→ 190,000 total - Tax Payment
Common Stock
2011-11-01$2.84/sh−67,029$190,362→ 122,971 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-11-01−40,000→ 0 totalExercise: $0.14Exp: 2013-01-15→ Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-11-01−30,000→ 0 totalExercise: $0.13Exp: 2013-02-17→ Common Stock (30,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-11-01−50,000→ 0 totalExercise: $0.42Exp: 2012-01-07→ Common Stock (50,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-11-01−70,000→ 0 totalExercise: $0.30Exp: 2014-01-07→ Common Stock (70,000 underlying) - Exercise/Conversion
Common Stock
2011-11-01$0.42/sh+50,000$21,000→ 148,715 total - Exercise/Conversion
Common Stock
2011-11-01$0.13/sh+30,000$3,900→ 218,715 total
Footnotes (4)
- [F1]The sales in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Brown on September 14, 2011.
- [F2]Price represents a weighted average of the sale price. Shares were sold at prices ranging from $2.75 to $2.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- [F3]Shares withheld by the Issuer in payment of the option exercise price and to satisfy tax withholding obligations.
- [F4]Option vests 1/3 of the underlying shares annually beginning on the first anniversary of the date of grant.