Whelan Robert J 4

4 · EATON VANCE CORP · Filed Nov 3, 2011

Form 4

Period: 2011-11-01

Chief Financial Officer

Transactions

Award
Eaton Vance Corp. Non-voting Common Stock
2011-11-01+9,040→ 61,613 total
Sale
Eaton Vance Corp. Non-voting Common Stock
2011-11-02$25.73/sh−862$22,180→ 60,751 total
Sale
Eaton Vance Corp. Non-voting Common Stock
2011-11-03$25.95/sh−656$17,020→ 60,095 total
Award
Option (right to buy)
2011-11-01+36,020→ 36,020 total
Exercise: $25.06Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (36,020 underlying)

Holdings

Option (right to buy)
Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying)
32,700
Voting Trust Receipt
18,623
Eaton Vance Corp. Common Stock (Voting)
(indirect: By Trust)
18,623
Option (right to buy)
Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying)
14,143
Option (right to buy)
Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying)
15,700
Option (right to buy)
Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying)
25,400
Option (right to buy)
Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying)
28,120

Footnotes (8)

[F1]Restricted Stock Award granted under the 2008 Omnibus Incentive Plan
[F2]These shares were sold to cover the tax liability associated with a restricted stock vesting event.
[F3]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
[F4]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
[F5]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
[F6]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
[F7]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
[F8]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.

Documents

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