Whelan Robert J 4
4 · EATON VANCE CORP · Filed Nov 4, 2011
Insider Transaction Report
Form 4
Whelan Robert J
Chief Financial Officer
Transactions
- Sale
Eaton Vance Corp. Non-voting Common Stock
2011-11-04$26.08/sh−1,063$27,718→ 59,032 total
Holdings
- 18,623(indirect: By Trust)
Eaton Vance Corp. Common Stock (Voting)
- 25,400
Option (right to buy)
Exercise: $29.39Exp: 2020-11-01→ Eaton Vance Corp. Non-voting Common Stock (25,400 underlying) - 36,020
Option (right to buy)
Exercise: $25.06Exp: 2021-11-01→ Eaton Vance Corp. Non-voting Common Stock (36,020 underlying) - 18,623
Voting Trust Receipt
- 14,143
Option (right to buy)
Exercise: $45.22Exp: 2017-07-11→ Eaton Vance Corp. Non-voting Common Stock (14,143 underlying) - 15,700
Option (right to buy)
Exercise: $48.39Exp: 2017-11-01→ Eaton Vance Corp. Non-voting Common Stock (15,700 underlying) - 28,120
Option (right to buy)
Exercise: $28.17Exp: 2019-11-02→ Eaton Vance Corp. Non-voting Common Stock (28,120 underlying) - 32,700
Option (right to buy)
Exercise: $21.99Exp: 2018-11-03→ Eaton Vance Corp. Non-voting Common Stock (32,700 underlying)
Footnotes (7)
- [F1]These shares were sold to cover the tax liability associated with a restricted stock vesting event.
- [F2]Granted on July 11, 2007 these options vest over a 5 year period starting in 2008 in increments of 10%, 15%, 20%, 25%, and 30%
- [F3]Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
- [F4]These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
- [F5]Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
- [F6]Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
- [F7]Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.