Buchholz Robert A 4
4 · SWS GROUP INC · Filed Nov 7, 2011
Insider Transaction Report
Form 4
Buchholz Robert A
Director
Transactions
- Other
Common Stock $.10 Par Value
2011-11-07−16,500→ 32,172 total(indirect: By Partnership) - Other
Common Stock $.10 Par Value
2011-11-07+16,500→ 305,058 total
Holdings
- 59,154(indirect: By Trust)
Common Stock $.10 Par Value
- 9,075(indirect: By Children)
Common Stock $.10 Par Value
- 100,000(indirect: By Trust)
Common Stock $.10 Par Value
Footnotes (1)
- [F1]Filed to reflect distribution of shares held in family partnership changing the form of ownership from indirect to direct.