4//SEC Filing
Johnson Wendy M. 4
Accession 0001225208-11-024637
CIK 0001489393other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 10:05 AM ET
Size
5.2 KB
Accession
0001225208-11-024637
Insider Transaction Report
Form 4
Johnson Wendy M.
Vice President, Controller
Transactions
- Other
Class A ordinary shares
2011-03-10$39.83/sh+1,410$56,160→ 50,973 total
Footnotes (2)
- [F1]Includes 49,389 restricted stock units granted pursuant to the LyondellBasell Industries N.V. long term incentive plan. 35,029 of the units vest on July 19, 2015 and the remaining 14,360 units vest on April 30, 2015.
- [F2]Transaction is exempt from Rule 16(b) as the shares were acquired in good faith in connection with a debt previously contracted. The reporting person was a creditor of a subsidiary of the issuer's predecessor in connection with the issuer's predecessor's bankruptcy proceedings. The shares were distributed to the reporting person by the Millennium Custodial Trust, a special purpose entity, in settlement of her claim against the subsidiary in accordance with the Third Amended Joint Chapter 11 Plan of Reorganization for the LyondellBasell Debtors confirmed by the United States Bankruptcy Court of the Southern District of New York.
Documents
Issuer
LyondellBasell Industries N.V.
CIK 0001489393
Entity typeother
Related Parties
1- filerCIK 0001500240
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 10:05 AM ET
- Size
- 5.2 KB