BAUM CHARLES C 4
4 · MUNICIPAL MORTGAGE & EQUITY LLC · Filed Nov 14, 2011
Insider Transaction Report
Form 4
BAUM CHARLES C
Director
Transactions
- Award
Common
2011-11-09$0.15/sh+272,109$40,000→ 732,586.499 total
Holdings
- 2,500
Options to purchase common shares
Exercise: $21.75From: 1999-06-18Exp: 2008-06-18→ Common (2,500 underlying) - 2,500
Options to purchase common shares
Exercise: $19.38From: 2000-05-05Exp: 2009-05-05→ Common (2,500 underlying) - 700(indirect: By Spouse)
Common
- 5,000
Options to purchase common shares
Exercise: $19.75From: 2001-05-04Exp: 2010-05-04→ Common (5,000 underlying) - 5,000
Options to purchase common shares
Exercise: $24.07From: 2004-05-08Exp: 2013-05-08→ Common (5,000 underlying) - 5,000
Options to purchase common shares
Exercise: $24.74From: 2003-05-09Exp: 2012-05-09→ Common (5,000 underlying) - 5,000
Options to purchase common shares
Exercise: $23.51From: 2002-07-19Exp: 2011-07-19→ Common (5,000 underlying)
Footnotes (1)
- [F1]Pursuant to resolution, each Director is granted an Annual Equity Award to be paid on the date of the adjournment of the Company's Annual Meeting, provided, however, in the event an Annual Meeting is not hled in any particular year, the Director may be granted such award at the next annual meeting. The Company has not held an annual meeting since 2006. This amount represents the Annual Award for years 2007 and 2008. The number of shares is based on the Annual Award amounts divided by the closing share price on the date of the Annual Meeting. In 2009 and 2010 pursuant to resolution, no Director earned an Annual Award.