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4//SEC Filing

BATY DANIEL R 4

Accession 0001225208-11-025081

CIK 0001001604other
View on SEC.govCompany Profile

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 2:11 PM ET

Size

9.8 KB

Accession

0001225208-11-025081

Insider Transaction Report

Form 4
Period: 2011-11-17
EMERITUS CORP\WA\ESC
BATY DANIEL R
DirectorChairman & CEO10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2011-11-17$8.03/sh+20,000$160,600→ 2,365,419 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2011-11-17−20,000→ 20,000 total
    Exercise: $8.03From: 2009-11-13Exp: 2018-11-13→ Common Stock (20,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    3,500

  • Common Stock

    (indirect: By Partnership)
    3,651,920

  • Common Stock

    (indirect: By Columbia Pacific Opportunity Fund, L.P.)
    252,800
Footnotes (3)
  • [F1]The reporting person is sole director and shareholder of Columbia-Pacific Group, Inc., a Washington corporation, which is the general partner of B.F., Limited Partnership, a Washington limited partnership, of which the reporting person is also a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
  • [F2]The reporting person is a manager and member of Columbia Pacific Advisors, LLC, a Washington limited liability company, which is the general partner of Columbia Pacific Opportunity Fund, L.P., a Washington limited partnership. The reporting person is also a limited partner of Columbia Pacific Opportunity Fund, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of the reporting person's pecuniary interest therein.
  • [F3]Date at which first vesting occurs is indicated. 1/4 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/4 become exercisable on each of the next three anniversaries thereafter.

Documents

1 file

Issuer

EMERITUS CORP\WA\

CIK 0001001604

→
Entity typeother

Related Parties

1
  • filerCIK 0000925996

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 2:11 PM ET
Size
9.8 KB
View on SEC.gov