Home/Filings/4/0001225208-11-025176
4//SEC Filing

Buchholz Robert A 4

Accession 0001225208-11-025176

CIK 0000878520other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 5:00 PM ET

Size

7.3 KB

Accession

0001225208-11-025176

Insider Transaction Report

Form 4
Period: 2011-11-17
Transactions
  • Award

    Common Stock $.10 Par Value

    2011-11-17+6,731311,789 total
Holdings
  • Common Stock $.10 Par Value

    (indirect: By Trust)
    59,154
  • Common Stock $.10 Par Value

    (indirect: By Trust)
    100,000
  • Common Stock $.10 Par Value

    (indirect: By Children)
    9,075
  • Common Stock $.10 Par Value

    (indirect: By Partnership)
    32,172
Footnotes (1)
  • [F1]Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2003 Restricted Stock Plan. The award vests one year from the grant date.

Documents

1 file

Issuer

SWS GROUP INC

CIK 0000878520

Entity typeother

Related Parties

1
  • filerCIK 0001429682

Filing Metadata

Form type
4
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:00 PM ET
Size
7.3 KB