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$RJF·4

RAYMOND JAMES FINANCIAL INC · Nov 23, 1:24 PM ET

RAYMOND JAMES FINANCIAL INC 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 23, 2011

Insider Transaction Report

Form 4
Period: 2011-11-22
RAYMOND JAMES FINANCIAL INCRJF
TREMAINE THOMAS R
Executive Vice President - RJA
Transactions
  • Award

    Employee Stock Option (right to buy)

    2011-11-22+10,000→ 10,000 total
    Exercise: $27.10Exp: 2017-01-22→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    8,463

  • Employee Stock Option (right to buy)

    Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying)
    25,000

  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    51,557

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
    15,000

  • Restricted Stock Units

    From: 2013-12-15Exp: 2013-12-15→ Common Stock (532 underlying)
    532
Footnotes (5)
  • [F1]Includes number of shares acquired under ESOP through November 18, 2011
  • [F2]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
  • [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
  • [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
  • [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.

Documents

1 file
  • 4
    doc4.xmlPrimary