4//SEC Filing
RAYMOND JAMES FINANCIAL INC 4
Accession 0001225208-11-025339
$RJFCIK 0000720005operating
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 1:24 PM ET
Size
12.0 KB
Accession
0001225208-11-025339
Insider Transaction Report
Form 4
TREMAINE THOMAS R
Executive Vice President - RJA
Transactions
- Award
Employee Stock Option (right to buy)
2011-11-22+10,000→ 10,000 totalExercise: $27.10Exp: 2017-01-22→ Common Stock (10,000 underlying)
Holdings
- 8,463(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 51,557
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying) - 532
Restricted Stock Units
From: 2013-12-15Exp: 2013-12-15→ Common Stock (532 underlying)
Footnotes (5)
- [F1]Includes number of shares acquired under ESOP through November 18, 2011
- [F2]The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
- [F3]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F4]Options currently exercisable - 9,000; Options becoming exercisable - 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013
- [F5]Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting.
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0000720005
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 1:24 PM ET
- Size
- 12.0 KB